About Us

Established in 1987, Guzman & Company continues to build on its 27-year record of service as a top-ranked boutique investment bank and brokerage firm for our corporate and institutional clients. The firm embraces a spirit of entrepreneurship, innovation, and integrity.

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Broker-Dealer Services

As a full service institutional brokerage firm, Guzman & Company specializes in large portfolio and block trading, transition execution services, and customized trading solutions on an agency-only basis. The firm combines customized trading technology with unrivaled personal service.

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Investment Banking Services

Guzman & Company’s corporate finance division specializes in equity and fixed income offerings, share repurchases, and liability management with expertise in targeted industry sectors. Over the years, the firm has earned a reputation for superior execution.

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Guzman & Company’s approach is very simple: provide first-rate capital markets services to a targeted group of industries in a personalized way. We explicitly do not try to be all things to all people; instead we choose to focus intensely on providing a select offering of services, to a select group of industries, in a superior way.”
Leopoldo E. Guzman, President and CEO
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